Hiu Chi Kwok
郭晓池
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Chi Kwok (郭晓池), a licensed Representative with CE reference BSS317. Currently licensed at 3 firm(s): Fulbright Asset Management Limited, Fulbright Securities Limited, Fulbright Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-29 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-25 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-25 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-25 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-08-25 | present |