James Cooper Abbott
库珀雅培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Cooper Abbott (库珀雅培), a licensed former licensee with CE reference BST924. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-29 | 2025-04-08 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-29 | 2025-04-08 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2022-11-29 | 2025-04-08 |