Sha Xu
徐莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Xu (徐莎), a licensed former licensee with CE reference BSW963. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-02 | 2023-05-11 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2022-09-02 | 2023-05-11 |