Tin Lok Wan
雲天諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Lok Wan (雲天諾), a licensed former licensee with CE reference BSZ344. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-06 | 2024-04-12 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-06 | 2024-04-12 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2023-09-06 | 2024-04-12 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | 2023-06-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-26 | 2023-06-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2022-09-26 | 2023-06-01 |