Richard Erik Charles Pennay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Erik Charles Pennay, a licensed Responsible Officer with CE reference BTA448. Currently licensed at 1 firm(s): Aon Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-14 | present |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 4 — Advising on securities | 2023-12-14 | present |