Yexin Zhu
朱烨辛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yexin Zhu (朱烨辛), a licensed Responsible Officer with CE reference BTC407. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2025-09-03 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-21 | 2024-06-04 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-02-21 | 2024-06-04 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-21 | 2024-06-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-14 | 2023-02-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-14 | 2023-02-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-14 | 2023-02-21 |