Lin Chao
晁琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Chao (晁琳), a licensed Responsible Officer with CE reference BTE510. Currently licensed at 2 firm(s): Golden Continent Securities Co., Limited, Golden Continent Asset Management Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-27 | present |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-27 | present |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-02 | present |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-02 | 2024-05-27 |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-02 | 2024-05-27 |