Kin Chi Ludovic Shum
沈建誌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chi Ludovic Shum (沈建誌), a licensed former licensee with CE reference BTE884. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AMINA (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-11-03 | 2023-11-10 |
| AMINA (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-11-03 | 2023-11-10 |
| AMINA (Hong Kong) Limited |
RO | Type 9 — Asset management | 2023-11-03 | 2023-11-10 |