Yuping Xie
谢宇萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuping Xie (谢宇萍), a licensed Responsible Officer with CE reference BTF735. Currently licensed at 2 firm(s): Green Harmony Securities Limited, Green Harmony Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-06 | present |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 4 — Advising on securities | 2025-06-06 | present |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 — Advising on securities | 2025-06-06 | present |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 — Asset management | 2025-06-06 | present |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-05 | 2025-06-06 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-05 | 2025-06-06 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-05 | 2025-06-06 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 9 — Asset management | 2025-06-05 | 2025-06-06 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 — Advising on securities | 2023-09-01 | 2025-02-16 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-22 | 2025-02-16 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 4 — Advising on securities | 2023-08-22 | 2025-02-16 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 — Asset management | 2023-03-21 | 2025-02-16 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-08 | 2023-08-22 |
| Green Harmony Capital Limited 景和資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-08 | 2023-03-21 |