Han Liao
廖晗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Liao (廖晗), a licensed Responsible Officer with CE reference BTH174. Currently licensed at 1 firm(s): Xinhai (Hong Kong) International Investment Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-04 | present |
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
RO | Type 9 — Asset management | 2025-02-04 | present |
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-12 | 2025-02-04 |
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-12 | 2025-02-04 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 9 — Asset management | 2023-04-06 | 2023-06-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-27 | 2023-06-02 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-27 | 2023-06-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-27 | 2023-06-02 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-27 | 2023-06-02 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-27 | 2023-04-06 |