Thu Ha Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thu Ha Chow, a licensed Representative with CE reference BTM511. Currently licensed at 1 firm(s): Robeco Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-12 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-12 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-12 | 2023-06-16 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-20 | 2023-02-23 |