Gang Chen

陳剛
CE No. BTM769 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gang Chen (陳剛), a licensed Responsible Officer with CE reference BTM769. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
RO Type 9 — Asset management 2023-08-11 present
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
RO Type 1 — Dealing in securities 2023-06-29 present
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
RO Type 4 — Advising on securities 2023-06-29 present
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
Rep Type 1 — Dealing in securities 2023-03-22 2023-06-29
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
Rep Type 4 — Advising on securities 2023-03-22 2023-06-29

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