Yafei Xie
謝雅妃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yafei Xie (謝雅妃), a licensed Responsible Officer with CE reference BTM841. Currently licensed at 1 firm(s): Glory Profit Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-24 | present |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 4 — Advising on securities | 2025-03-24 | present |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 9 — Asset management | 2025-03-24 | present |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-07 | 2024-12-31 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-07 | 2024-12-31 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2023-07-07 | 2024-12-31 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-20 | 2023-07-07 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-20 | 2023-07-07 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-20 | 2023-07-07 |