Xiang Gu
顧湘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Gu (顧湘), a licensed Representative with CE reference BTO648. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-06 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-06 | present |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-13 | 2024-05-06 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-13 | 2024-05-06 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 9 — Asset management | 2024-03-13 | 2024-05-06 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-13 | 2023-10-27 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-13 | 2023-10-27 |