Yin Sum Tse
謝燕心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Sum Tse (謝燕心), a licensed former licensee with CE reference BTP193. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-27 | 2024-12-31 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 9 — Asset management | 2023-04-27 | 2024-12-31 |