Yi Yan
严绎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Yan (严绎), a licensed former licensee with CE reference BTU872. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Howbuy Hong Kong Limited 好買香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-29 | 2024-03-07 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-29 | 2024-03-07 |
| Howbuy Hong Kong Limited 好買香港有限公司 |
Rep | Type 9 — Asset management | 2023-06-29 | 2024-03-07 |