Thomas Rupf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Rupf ( ), a licensed former licensee with CE reference BTW336. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VP Wealth Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-07-08 | 2024-12-09 |
| VP Wealth Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-07-08 | 2024-12-09 |
| VP Wealth Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-01-22 | 2024-01-26 |
| VP Wealth Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-01-22 | 2024-01-26 |
| VP Wealth Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-07-04 | 2023-07-07 |
| VP Wealth Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-07-04 | 2023-07-07 |