Wendy Shi Lin Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Shi Lin Lai, a licensed Representative with CE reference BTX476. Currently licensed at 1 firm(s): Coller Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Coller Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-08-03 | present |
| Coller Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-08-03 | present |