Kwang Woo Nam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwang Woo Nam, a licensed Responsible Officer with CE reference BTY123. Currently licensed at 1 firm(s): NH Investment & Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-01 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-11-01 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-11-01 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-12 | 2023-11-01 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-12 | 2023-11-01 |