Xinlu Liao
廖欣璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinlu Liao (廖欣璐), a licensed Responsible Officer with CE reference BTY387. Currently licensed at 2 firm(s): CF Securities Limited, CF Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CF Securities Limited 長复證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-14 | present |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-14 | present |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 9 — Asset management | 2023-09-14 | present |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-07 | 2023-09-14 |
| CF Asset Management Limited 長复資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-07 | 2023-09-14 |
| CF Asset Management Limited 長复資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-07 | 2023-09-14 |