Jie (SFC:BUD067) Li
李杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BUD067) Li (李杰), a licensed Responsible Officer with CE reference BUD067. Currently licensed at 2 firm(s): Zhongtai International Securities Limited, Zhongtai International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-05-26 | present |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-03 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-03 | present |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-01-03 | present |