Xiaoyan Shu
舒晓燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Shu (舒晓燕), a licensed former licensee with CE reference BUD562. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-04 | 2024-01-31 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-04 | 2024-01-31 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-04 | 2024-01-31 |