Andrew Francis Caldwell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Francis Caldwell ( ), a licensed former licensee with CE reference BUK940. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2024-01-03 | 2025-07-31 |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-01-03 | 2025-07-31 |