Xiaohan Liu
刘潇涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohan Liu (刘潇涵), a licensed Representative with CE reference BUO462. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
Rep | Type 1 — Dealing in securities | 2024-06-12 | present |
| KKR Capital Markets Asia II Limited |
Rep | Type 4 — Advising on securities | 2024-06-12 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2024-02-29 | 2024-06-11 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2024-02-29 | 2024-06-11 |