Xiaoyan Peng
彭晓燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Peng (彭晓燕), a licensed Responsible Officer with CE reference BUV357. Currently licensed at 1 firm(s): Prudential JinAn Assets Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential JinAn Assets Management Limited 謹安資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-10-21 | present |
| Prudential JinAn Assets Management Limited 謹安資產管理有限公司 |
RO | Type 9 — Asset management | 2024-10-21 | present |