Ye Chen
陳燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Chen (陳燁), a licensed Responsible Officer with CE reference BUV974. Currently licensed at 1 firm(s): LUPU (Hong Kong) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-23 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-05-23 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 9 — Asset management | 2025-05-23 | present |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-17 | 2025-05-23 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-17 | 2025-05-23 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-04-17 | 2025-05-23 |