Hao (SFC:BVA476) Xu
徐顥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:BVA476) Xu (徐顥), a licensed Responsible Officer with CE reference BVA476. Currently licensed at 1 firm(s): Ruiheng Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ruiheng Securities Limited 睿珩證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-15 | present |
| Ruiheng Securities Limited 睿珩證券有限公司 |
RO | Type 4 — Advising on securities | 2026-04-15 | present |
| Ruiheng Securities Limited 睿珩證券有限公司 |
RO | Type 9 — Asset management | 2026-04-15 | present |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2025-05-19 | 2026-03-01 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-30 | 2026-03-01 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2025-04-30 | 2026-03-01 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-20 | 2025-04-30 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-20 | 2025-04-30 |
| COFCO Asset Management (International) Company Limited 中糧資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2024-06-20 | 2025-05-19 |