Mitchell James Duffy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell James Duffy, a licensed Responsible Officer with CE reference BVC143. Currently licensed at 1 firm(s): Morgans (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgans (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2024-08-22 | present |
| Morgans (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2024-08-22 | present |
| Morgans (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2024-07-10 | 2024-08-22 |
| Morgans (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2024-07-10 | 2024-08-22 |