Pui Shan Sarah Tam
譚沛珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Sarah Tam (譚沛珊), a licensed Representative with CE reference BVI309. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-10 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-10 | present |