Luther Bryan Carter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luther Bryan Carter ( ), a licensed former licensee with CE reference BVI744. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-06-19 | 2025-06-27 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-06-19 | 2025-06-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-06-19 | 2025-06-27 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-06-19 | 2025-06-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-09-06 | 2024-09-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-09-06 | 2024-09-13 |