Jie Hao

郝洁
CE No. BVJ862 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Hao (郝洁), a licensed Responsible Officer with CE reference BVJ862. Currently licensed at 2 firm(s): Dongxing Securities (Hong Kong) Company Limited, Dongxing Securities (Hong Kong) Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
RO Type 6 — Advising on corporate finance 2025-07-17 present
Dongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
RO Type 9 — Asset management 2025-07-17 present
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
RO Type 1 — Dealing in securities 2025-02-07 present
Dongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
RO Type 4 — Advising on securities 2025-02-07 present
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
RO Type 4 — Advising on securities 2025-02-07 present
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
Rep Type 1 — Dealing in securities 2025-01-08 2025-02-07
Dongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
Rep Type 4 — Advising on securities 2025-01-08 2025-02-07
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
Rep Type 4 — Advising on securities 2025-01-08 2025-02-07

Related