Ruth Nicole Ferris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruth Nicole Ferris, a licensed Representative with CE reference BVK234. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-25 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-06-25 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-15 | 2025-06-05 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-11-15 | 2025-06-05 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-09 | 2024-09-13 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-09-09 | 2024-09-13 |