Yang Yi
易暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Yi (易暘), a licensed Responsible Officer with CE reference BVL622. Currently licensed at 1 firm(s): Polaris Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polaris Capital Limited 明辰資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-30 | present |
| Polaris Capital Limited 明辰資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-30 | present |
| Polaris Capital Limited 明辰資本有限公司 |
RO | Type 9 — Asset management | 2024-12-30 | present |
| Polaris Capital Limited 明辰資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-18 | 2024-12-30 |
| Polaris Capital Limited 明辰資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-18 | 2024-12-30 |
| Polaris Capital Limited 明辰資本有限公司 |
Rep | Type 9 — Asset management | 2024-12-18 | 2024-12-30 |