Wuze Wu
吴武泽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wuze Wu (吴武泽), a licensed Responsible Officer with CE reference BVO689. Currently licensed at 1 firm(s): SunRiver International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-19 | present |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
RO | Type 9 — Asset management | 2025-03-19 | present |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-13 | 2025-03-19 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-13 | 2025-03-19 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-18 | 2025-01-28 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2024-11-18 | 2025-01-28 |