Michael Howard Siegel

CE No. BWK384 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Howard Siegel, a licensed Responsible Officer with CE reference BWK384. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
RO Type 1 — Dealing in securities 2025-09-02 present
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
RO Type 4 — Advising on securities 2025-09-02 present
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
Rep Type 1 — Dealing in securities 2025-07-15 2025-09-02
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2025-07-15 2025-09-02

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