Kai Yuan Cao
曹开元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yuan Cao (曹开元), a licensed Representative with CE reference BWL365. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-04 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-08-04 | present |