James Anthony O'Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony O'Sullivan, a licensed Representative with CE reference BWN562. Currently licensed at 1 firm(s): Oaktree Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-07-22 | present |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-07-22 | present |