Takuma Bando
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takuma Bando ( ), a licensed former licensee with CE reference BWP420. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-11 | 2025-12-08 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-11 | 2025-12-08 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-08-11 | 2025-12-08 |