Xiaozhou Shen
沈晓舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhou Shen (沈晓舟), a licensed Responsible Officer with CE reference BXI752. Currently licensed at 1 firm(s): Soochow Securities International Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-28 | present |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-04-28 | 2026-04-28 |