OCBC Securities (Hong Kong) Limited

華僑證券(香港)有限公司
CE No. AAD624 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for OCBC Securities (Hong Kong) Limited (華僑證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAD624. Current licensed staff on file: 0 (total recorded over time: 20). Earliest licence on file: 2008-03-20.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2008-03-20 2014-05-23
Type 1 — Dealing in securities present 2004-09-27
Type 4 — Advising on securities present 2004-09-27
Type 6 — Advising on corporate finance present 2004-09-27
Type 7 — Providing automated trading services present 2004-09-27
Type 9 — Asset management present 2004-09-27

Licensed staff (all-time) (20)
Active on date

Name Activities First licensed To
Wing Keung Chow 周永強 RO 1 Rep 1 2008-04 2013-07
Boon Kiat Gan 顏文杰 RO 1, 4, 6, 7, 9 Pre-2003 2004-07
Yew Wah Hew 丘耀華 RO 1 2011-01 2013-09
Brian Chi Wing Kei 紀自榮 RO 1 2008-03 2010-11
Chin Hian Tay RO 1 2010-10 2013-09
Chin Wee Yeow RO 1 2008-03 2010-05
Wing Chung Chan 陳永中 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Siu Man Ko 高兆文 Rep 1, 4, 6, 7, 9 Pre-2003 2004-03
Wai Weng Eddy Kong Rep 1 2011-02 2011-05
Peter Wing Leung Lai 黎永良 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Wing Hong Lee 李永康 Rep 1, 4, 6, 7, 9 Pre-2003 2003-07
Yin Ling Lee 李燕玲 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Fan Leung 梁帆 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Kally Leung 梁嘉莉 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Philip Ting Wai Leung 梁鼎威 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Yat Sing Li 李日昇 Rep 4, 9 Pre-2003 2004-02
Samuel Kwok Yan Ng 伍國恩 Rep 1, 4, 6, 7, 9 Pre-2003 2004-01
Alvin Loong Man Owyang 歐陽龍文 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Eric Cheuk Kwan Wong 黃焯鈞 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Ka Wing (SFC:ASS969) Wong 黃嘉穎 Rep 1 2010-09 2013-09
Showing 1–20 of 20

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