Samuel Kwok Yan Ng
伍國恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Kwok Yan Ng (伍國恩), a licensed former licensee with CE reference ADX268. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-01 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-01 |