Roctec Investment Limited
鷹達投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roctec Investment Limited (鷹達投資有限公司), a Hong Kong-based licensed corporation with CE reference AAF133. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2005-09-16.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2021-10-07 |
| Type 5 — Advising on futures contracts | 2005-09-16 | 2021-10-07 |
| Type 6 — Advising on corporate finance | present | 2005-01-21 |
| Type 9 — Asset management | present | 2021-10-07 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Chai Leong 梁家齊 | RO 4, 5, 6, 9 | Pre-2003 | 2021-09 |
| Man Hon Sze 施文漢 | RO 4, 5, 9 | 2005-09 | 2021-09 |
| Chun Kwan Chim 詹振坤 | Rep 4, 6, 9 | Pre-2003 | 2021-09 |
| Ting Yuk Leung 梁庭毓 | Rep 4, 5, 6, 9 | Pre-2003 | 2006-06 |
| Chun Kwong Wong 王俊光 | Rep 4, 5, 6, 9 | Pre-2003 | 2007-02 |
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