Ka Chai Leong
梁家齊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chai Leong (梁家齊), a licensed Responsible Officer with CE reference AAF034. Currently licensed at 2 firm(s): Roctec Securities Company Limited, Roctec Futures Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 9 — Asset management | present | present |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-09-16 | 2021-09-27 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 4 — Advising on securities | present | 2021-09-27 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-09-14 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-09-14 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-09-14 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 9 — Asset management | present | 2021-09-27 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-09-14 |