Roctec Securities Company Limited
鷹達證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roctec Securities Company Limited (鷹達證券有限公司), a Hong Kong-based licensed corporation with CE reference AAF100. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 24).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Room 3908 39/F, The Center, 99 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2005-01-21 |
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Clarissa Lai Ping Lam 林麗萍 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ka Chai Leong 梁家齊 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Man Hon Sze 施文漢 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Chi Fai Chan 陳志輝 | Rep 1 | 2007-01 | 2007-05 |
| Sze Chung Cheung 張思中 | Rep 1 | 2013-02 | 2015-01 |
| Chun Kwan Chim 詹振坤 | Rep 1, 4, 6, 9 | Pre-2003 | 2026-02 |
| Ernest Sai Hung Chow 周世雄 | Rep 1, 4 | 2020-12 | 2022-11 |
| Hin Fung Ip 葉衍峰 | Rep 1 | 2009-11 | 2009-11 |
| Hon Wah Ip 葉漢華 | Rep 1 | 2007-06 | 2007-11 |
| Pui Mo Kok 郭佩武 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Shui Kuen Lam 林瑞娟 | Rep 1 | 2007-05 | 2022-04 |
| Chi Ho Lau 劉志豪 | Rep 1 | 2007-02 | 2007-05 |
| Chi Kong Lau 劉志崗 | Rep 1 | 2006-05 | 2007-02 |
| Ka Yin Lau 劉嘉妍 | Rep 1 | 2007-08 | 2007-08 |
| Ting Yuk Leung 梁庭毓 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Wing Yee (SFC:BSG284) Leung 梁詠儀 | Rep 1 | 2022-03 | 2022-04 |
| Pang Yan Mak 麥鵬恩 | Rep 1 | 2021-12 | 2022-01 |
| Hon Wai Tam 譚漢威 | Rep 1 | 2004-03 | 2006-05 |
| Wai Lun Felix Tsang 曾偉倫 | Rep 1 | 2022-07 | 2022-12 |
| Chun Kwong Wong 王俊光 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-02 |
| Man Kit (SFC:AEI547) Wong 黃文傑 | Rep 1 | 2006-06 | 2006-07 |
| Tat Yan Wong 黃達仁 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Hoi Keung Yeung 楊海強 | Rep 1 | 2024-07 | Present |
| Kwan Chiu Yeung 楊君超 | Rep 1 | 2007-09 | 2009-09 |
Showing 1–24 of 24
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