Tat Yan Wong
黃達仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yan Wong (黃達仁), a licensed former licensee with CE reference ABH251. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-08 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-09-08 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-08 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |