Clarissa Lai Ping Lam
林麗萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clarissa Lai Ping Lam (林麗萍), a licensed Responsible Officer with CE reference AED496. Currently licensed at 2 firm(s): Roctec Securities Company Limited, Roctec Futures Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-12 | present |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-12 | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-09-12 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2017-09-12 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-07 |