China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Merchants Securities (HK) Co., Limited (招商證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAI650. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 394 (total recorded over time: 1336). Earliest licence on file: 2005-02-15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
48th Floor, One Exchange Square, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2005-02-15 | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | present |
| Type 7 — Providing automated trading services | present | 2005-01-26 |
Licensed staff (all-time) (1336)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fung Lan Au 歐鳳蘭 | RO 6 Rep 6 | 2009-01 | 2013-01 |
| Wenjing Bao 鮑文婧 | RO 1 Rep 1, 6 | 2018-07 | 2021-09 |
| Anna Man Chan 陳敏 | RO 1, 4 Rep 1 | 2009-04 | Present |
| Chun Chung Chan 陳振聰 | RO 1, 2 Rep 1, 2, 4 | 2016-11 | 2018-07 |
| Ka Ming (SFC:BBD585) Chan 陳家明 | RO 6 Rep 1, 6 | 2026-03 | Present |
| Tung Yuen Chan 陳東遠 | RO 6 Rep 6 | 2007-09 | 2011-06 |
| Yin Lam (SFC:ANM835) Chan 陳彥霖 | RO 6 Rep 6 | 2013-07 | 2018-01 |
| Wing Hung Chau 周永雄 | RO 1 Rep 1, 4 | 2009-03 | 2021-05 |
| Yang (SFC:BOQ086) Chen 陈阳 | RO 6 Rep 1, 6 | 2025-04 | Present |
| Zhujing Chen 陳珠菁 | RO 1 Rep 1 | 2021-08 | Present |
| Arthur Cheng 鄭斌宜 | RO 6 Rep 6 | 2012-08 | 2015-11 |
| Kan Lik Cheng 鄭勤力 | RO 1, 4 Rep 1, 4, 9 | 2013-10 | 2020-03 |
| Kong Wai Cheng 鄭江偉 | RO 2 Rep 1, 4 | 2011-06 | 2015-12 |
| Wai Hung (SFC:AGY670) Cheung 張衛紅 | RO 1 Rep 1 | 2007-05 | 2014-08 |
| Edmond Kwong Man Choy 蔡廣孟 | RO 6 | 2011-08 | 2013-05 |
| Lufeng Cong 叢魯峰 | RO 1, 2, 4 Rep 1, 2, 4 | 2004-06 | Present |
| Liangsheng Deng 鄧良生 | RO 4 Rep 1, 4 | 2004-09 | 2018-01 |
| Jingyi Fan 樊婧懿 | RO 1, 6 Rep 1, 6 | 2024-08 | Present |
| Jeffrey Sai Tai Fang 方世泰 | RO 1 Rep 1 | 2018-10 | 2022-07 |
| Yu (SFC:AHL497) Feng 豐羽 | RO 1, 4, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-07 |
| Chung Bo Fong 方松波 | RO 6 Rep 1, 6 | 2010-10 | Present |
| Fang Gan 甘芳 | RO 6 | 2004-07 | 2006-10 |
| Yuantao Guo 郭圓濤 | RO 4 Rep 4 | 2017-09 | 2023-09 |
| Hao (SFC:APG277) He 何浩 | RO 6 Rep 6 | 2012-08 | 2018-03 |
| Zhong He 何鐘 | RO 4 Rep 4 | 2006-11 | 2012-02 |
| Philip Kin Fun Ho 何建勳 | RO 6 Rep 6 | 2013-08 | 2015-07 |
| Tony Tang Yue Ho 何騰宇 | RO 1, 6 Rep 1, 6 | 2011-01 | 2024-05 |
| Wai Kin Ho 何偉健 | RO 6 Rep 6 | 2012-09 | 2015-12 |
| Jun (SFC:AQI866) Jiang 江君 | RO 6 Rep 6 | 2010-03 | 2013-11 |
| Yue (SFC:BGP809) Jiang 姜越 | RO 1, 4 Rep 1, 4 | 2022-06 | Present |
| Yun Jing 井芸 | RO 1, 6 Rep 1, 6 | 2021-12 | 2023-06 |
| Yuk Chuen Kong 江育全 | RO 6 Rep 1, 6 | 2025-08 | Present |
| Kwan Pak Lai 黎君柏 | RO 1 Rep 1, 4 | 2009-01 | 2016-04 |
| Yan Lai 賴焉 | RO 1, 6 Rep 1, 6 | 2022-01 | Present |
| Ching Lok Gary Lam 林清樂 | RO 6 Rep 1, 6 | 2024-12 | Present |
| Frank Pun Yuen Lam 林本源 | RO 4, 6 | Pre-2003 | 2004-12 |
| Siu Hi Lam 林少喜 | RO 1, 2, 4, 6, 7, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-09 |
| Cheuk Ho Lau 劉焯豪 | RO 1 Rep 1, 4 | 2017-10 | Present |
| Lawrence Mang Kong Lau 劉孟剛 | RO 1 Rep 1, 4 | 2016-09 | 2022-10 |
| Muk Hoi Lau 柳木海 | RO 1, 4 Rep 1, 2, 4 | 2016-09 | 2018-08 |
| Kwok Yan Lee 李珏昕 | RO 6 Rep 1, 6 | 2026-03 | Present |
| Sam Yat Fai Lee 李日暉 | RO 4 Rep 4 | 2013-09 | Present |
| Wing Yin Lee 李詠賢 | RO 1 Rep 1 | 2021-05 | Present |
| Yik Shan Lee 李亦山 | RO 1, 2, 4 Rep 1, 2, 4 | 2016-11 | 2018-10 |
| Sung Tat Li 李崇達 | RO 1 Rep 1, 6 | 2021-11 | 2023-06 |
| Sheng Liang 梁胜 | RO 1 Rep 1 | 2020-04 | Present |
| Weibin (SFC:BCK471) Liang 梁衛彬 | RO 1, 6 Rep 1, 6 | 2016-03 | 2018-12 |
| Haiyan (SFC:BXC023) Liu 刘海燕 | RO 1, 2, 4, 6, 9 | 2026-05 | Present |
| Zhihong Liu 劉志宏 | RO 1 Rep 1 | 2014-05 | 2015-12 |
| Bassanio Chun Keung Lo 盧振強 | RO 1, 2 Rep 1, 2 | 2016-11 | 2018-10 |
| Mei Lin Lo 盧美蓮 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-01 |
| Steve Ka Lok Lo 盧家樂 | RO 2 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-06 |
| Steven Wing Shing Lo 盧永成 | RO 6 Rep 6 | 2013-10 | 2014-09 |
| Gonglu Lu 鲁公路 | RO 1, 2, 4, 6, 9 Rep 1, 2, 4, 6, 9 | 2022-06 | Present |
| Wai Kit Luk 陸偉傑 | RO 9 Rep 9 | 2007-10 | 2009-06 |
| Yi Luo 羅軼 | RO 1, 6 Rep 1, 6 | 2023-09 | Present |
| Jianwei Ma 馬建偉 | RO 1, 6 Rep 1, 6 | 2020-10 | 2025-03 |
| Mica Yun Ching Mak 麥潤楨 | RO 1, 6 Rep 1, 6 | 2022-09 | 2023-05 |
| Chung Ho Man 文中豪 | RO 6 Rep 6 | 2012-08 | 2018-04 |
| Ying Yuen Mau 繆英源 | RO 1, 2, 4, 6, 7, 9 | Pre-2003 | 2014-03 |
| Wai Hung (SFC:ABM891) Mok 莫偉雄 | RO 1 Rep 1 | 2021-04 | Present |
| Graham Chi To Ng 伍志濤 | RO 1, 4 Rep 1, 2, 4 | 2016-09 | 2017-03 |
| Meng Hua Ng 黃明華 | RO 6 Rep 6 | 2012-08 | 2015-10 |
| Shan Yung Ng 吳燦榕 | RO 6 Rep 6 | 2014-10 | 2015-09 |
| Hock Hin Seow 蕭福興 | RO 2 Rep 1, 2, 4 | 2014-12 | 2018-01 |
| Ka Leung Seto 司徒嘉亮 | RO 6 Rep 1, 6 | 2025-04 | Present |
| Dehua Shen 沈德華 | RO 1, 6 Rep 1, 6 | 2023-03 | 2024-03 |
| Yun Shen 沈云 | RO 1, 2, 4, 6, 9 | 2024-05 | 2025-10 |
| Chuck Yin Shin 單婥然 | RO 6 Rep 6 | 2011-05 | 2014-04 |
| Siu Tao Shiu 蕭少滔 | RO 1 Rep 1, 6 | 2009-05 | 2011-07 |
| Patrick Wai Bill Shum 岑維標 | RO 1, 4, 9 | 2010-11 | Present |
| Edmund Koon Yin Sim 沈觀賢 | RO 1, 4, 6 Rep 1, 4, 6 | 2012-11 | 2018-07 |
| Yu Feng Sun 孫于峰 | RO 4, 9 Rep 4, 9 | 2007-11 | 2008-06 |
| Ka Yu Tam 譚家裕 | RO 6 Rep 1, 6 | 2020-11 | 2023-12 |
| Kin Fong Tam 譚建方 | RO 6 Rep 6 | 2009-07 | 2012-10 |
| Fung Tang 鄧峰 | RO 6 Rep 1, 6 | 2025-10 | Present |
| William Wai Tak Tong 唐偉德 | RO 6 Rep 6 | 2018-05 | 2020-10 |
| Philip King Fai Tse 謝景暉 | RO 1, 6 Rep 1, 6 | 2018-03 | 2019-06 |
| Wai Yik Tse 謝慧憶 | RO 6 Rep 6 | 2014-11 | 2016-09 |
| Wing Sze Tse 謝詠詩 | RO 1 Rep 1 | 2021-04 | 2022-11 |
| Maryann Tzu Wen Tseng 曾慈雯 | RO 1 Rep 1, 6 | 2020-10 | 2022-05 |
| Chun Hei Tsoi 蔡進曦 | RO 1 Rep 1 | 2011-05 | Present |
| Man Tsoi 蔡雯 | RO 4 Rep 4 | 2017-11 | 2019-07 |
| Jack Fung Tsui 徐鋒 | RO 9 Rep 4, 9 | 2007-02 | 2009-04 |
| Kin Wing Tsui 崔健榮 | RO 4, 6 | Pre-2003 | 2004-12 |
| Ten Lap Wan 溫天納 | RO 6 Rep 1, 6 | 2008-12 | 2013-04 |
| Wilson Siu Wah Wan 溫兆華 | RO 1, 6 Rep 1, 6 | 2012-08 | 2015-07 |
| Jian (SFC:BIP990) Wang 王堅 | RO 1, 6 Rep 1, 6 | 2016-11 | Present |
| Li (SFC:BCW773) Wang 王立 | RO 6 Rep 6 | 2016-03 | 2018-12 |
| Ruoxi Wang 王若熹 | RO 1 Rep 1, 6 | 2022-08 | Present |
| Xiaofan Wang 王曉帆 | RO 1 Rep 1 | 2009-09 | 2016-09 |
| Yan (SFC:AJA480) Wang 王岩 | RO 1, 6 Rep 1, 6 | 2011-12 | 2018-08 |
| King Chung Wong 黃勁聰 | RO 1, 6 Rep 1, 6 | 2019-09 | 2023-08 |
| Shing Kwan (SFC:ACS352) Wong 黃成坤 | RO 1, 4, 9 Rep 1, 9 | 2013-12 | 2018-09 |
| Suling Wong 黃殊玲 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Tang Kit Wong 王騰傑 | RO 4 Rep 4 | 2019-01 | Present |
| Tin Yu Wong 黃天宇 | RO 1 Rep 1, 4 | 2007-06 | Present |
| Weng Kuong Wong 黃永光 | RO 1, 2, 4 Rep 1, 4 | 2004-03 | Present |
| Ying Kwan Wong 王應坤 | RO 1, 2, 4 Rep 1, 2, 4 | 2014-05 | 2015-07 |
| Yun Fai Wong 黃潤輝 | RO 1, 4 Rep 1, 4 | 2013-12 | 2016-03 |
Showing 1–100 of 1336
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