Chuck Yin Shin
單婥然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuck Yin Shin (單婥然), a licensed Responsible Officer with CE reference AHF293. Currently licensed at 1 firm(s): Minerva Advisory Global Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-08-08 | present |
| Diligent Capital Limited 道勤資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-01-30 | 2024-07-01 |
| Diligent Capital Limited 道勤資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-01-09 | 2024-01-30 |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-11-18 | 2023-10-02 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-14 | 2022-11-18 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-26 | 2022-05-02 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2022-05-02 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-14 | 2019-06-26 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-11 | 2019-05-26 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-11 | 2019-05-26 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-05 | 2018-01-11 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-05 | 2017-09-11 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2017-06-09 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-18 | 2017-06-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-20 | 2014-04-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2011-06-20 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2011-04-05 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-25 | 2011-04-05 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-29 | 2010-03-25 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-21 | 2009-02-06 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2007-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-13 | 2007-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-11 | 2007-06-01 |
| Evolution Asia Investments Limited | Rep | Type 6 — Advising on corporate finance | present | 2006-08-01 |