Diligent Capital Limited
道勤資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diligent Capital Limited (道勤資本有限公司), a Hong Kong-based licensed corporation with CE reference BRO861. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 4 (total recorded over time: 8). Earliest licence on file: 2022-04-28.
Registered address
Room 2203, 22/F, New World Tower 1, 16-18 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 — Advising on corporate finance | 2022-04-28 | present |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Felix Ting Cheung Huen 禤廷彰 | RO 6 | 2022-04 | Present |
| Hoi Yan (SFC:BGU294) Lee 李海欣 | RO 6 Rep 6 | 2022-05 | Present |
| Sheung Lam Li 李湘琳 | RO 6 | 2022-04 | 2023-08 |
| Chuck Yin Shin 單婥然 | RO 6 Rep 6 | 2024-01 | 2024-07 |
| Chun Pong Tang 鄧振邦 | RO 6 Rep 6 | 2022-06 | 2026-03 |
| Chanan Yen 霍震南 | RO 6 | 2023-05 | 2024-01 |
| Chun Kiu Man 文俊翹 | Rep 6 | 2022-06 | Present |
| Jiashan Yao 姚佳珊 | Rep 6 | 2023-11 | Present |
Showing 1–8 of 8
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CITIC Securities (Hong Kong) Limited
CE AAK249 · 982 staff · 1 shared activity type · 中信證券(香港)有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 · 433 staff · 1 shared activity type