China International Capital Corporation Hong Kong Securities Limited

中國國際金融香港證券有限公司
CE No. AEN894 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China International Capital Corporation Hong Kong Securities Limited (中國國際金融香港證券有限公司), a Hong Kong-based licensed corporation with CE reference AEN894. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance. Current licensed staff on file: 1661 (total recorded over time: 3770). Earliest licence on file: 2008-08-20.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →

Registered address

Unit 5504B-5507 of Level 55 and Level 56, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2012-08-28 present
Type 4 — Advising on securities 2008-08-20 present
Type 5 — Advising on futures contracts 2012-08-28 present
Type 6 — Advising on corporate finance 2008-08-20 present
Type 3 — Leveraged foreign exchange trading 2012-10-25 2016-05-23
Type 4 — Advising on securities present 2005-01-07
Type 6 — Advising on corporate finance present 2005-01-07
Type 9 — Asset management present 2005-01-07

Licensed staff (all-time) (3770)
Active on date

Name Activities First licensed To
Tianyang Cang 倉天楊 RO 1, 4 Rep 1, 4 2018-12 Present
Andy Hong Nin Chai 蔡康年 RO 4, 6 Rep 4, 6 2011-03 2011-08
Ka Chun (SFC:ABG469) Chan 陳家俊 RO 2, 5 Rep 1, 4 2011-06 Present
Wing Hing Barry Chan 陳永興 RO 1, 4, 6 Rep 1, 4 2010-11 Present
Chi Ho Chen 陳志豪 RO 1, 4 Rep 1, 4 2019-03 2021-09
Feng (SFC:BKW447) Chen 陳楓 RO 6 Rep 1, 6 2017-09 2024-06
Han Chen 陳涵 RO 1, 4, 6 Rep 1, 4, 6 2015-10 Present
Jianheng Chen 陳健恒 RO 1, 4 Rep 1, 4 2013-07 Present
Jiaxin (SFC:BGG784) Chen 陳家鑫 RO 1 Rep 1 2015-09 Present
Jing (SFC:ARM218) Chen 陳靜 RO 1, 3, 4 Rep 1, 3, 4 2014-09 2017-05
Wan Chen 陳宛 RO 1, 6 Rep 1, 4, 6 2008-11 Present
Yali (SFC:AWY297) Chen 陳亞麗 RO 1, 6 Rep 1, 4, 6 2011-03 Present
Yan (SFC:ALZ159) Chen 陳彥 RO 1, 4 Rep 1, 4 2015-04 Present
Yongren Chen 陳永仁 RO 1, 6 Rep 1, 4, 6 2009-07 Present
Zhenhong (SFC:BOG688) Chen 陳振宏 RO 1, 4 Rep 1, 4 2019-04 Present
Qiang Cheng 程強 RO 1, 4 Rep 1, 3, 4, 6 2008-11 2020-12
Wai Yin (SFC:AGY675) Cheung 張緯賢 RO 1 Rep 1 2014-04 2015-09
David Ching 秦思良 RO 1, 6 Rep 1, 6 2021-07 Present
Gang Chu RO 1, 4, 6 Rep 1, 4 2010-07 2024-08
Ka Siu Chu 朱嘉兆 RO 1, 4, 6 Rep 1, 4, 6 2021-04 2024-04
King Cheung Chung 鍾敬祥 RO 1, 6 Rep 1, 6 2021-10 2023-06
Hui Cong RO 1 Rep 1 2007-04 Present
Jun (SFC:APZ630) Deng 鄧駿 RO 1 Rep 1 2014-04 2014-11
Yuanyuan Deng 鄧瑗瑗 RO 6 Rep 1, 6 2017-01 2025-08
Zhihai Diao 刁智海 RO 1, 4 Rep 1, 4 2017-10 Present
Chen (SFC:BBZ161) Ding 丁辰 RO 1, 6 Rep 1, 4, 6 2017-11 Present
Xiang Dong 董翔 RO 1 Rep 1 2018-11 2019-08
Yao Du 杜瑤 RO 1, 4 Rep 1, 4 2016-03 Present
Kun Fan 范堃 RO 1 Rep 1 2004-04 2010-08
Yang Fan 范陽 RO 1 Rep 1 2017-07 Present
Yanjin Fan 范艷瑾 RO 1, 4 Rep 1, 4 2005-01 2021-08
Baorong Fang 方宝荣 RO 6 Rep 1, 6 2008-11 2015-11
Sibo Feng 馮思博 RO 1, 4 Rep 1, 4 2011-12 2023-03
Shu (SFC:AWQ627) Gao 高書 RO 1, 6 Rep 1, 6 2011-01 2024-12
Shu (SFC:AXD116) Gong 龔姝 RO 1, 6 Rep 1, 4, 6 2011-04 Present
Buchao Guo 郭步超 RO 1 Rep 1 2023-09 Present
Jiming Ha 哈繼銘 RO 1, 4 Rep 1, 4 2004-05 2010-09
Hongyu He 何紅宇 RO 1 Rep 1, 4 2007-06 Present
Hua He 何華 RO 1, 4 Rep 4 2011-08 2014-01
Yaner He 賀嫣爾 RO 1 Rep 1, 4 2021-07 2024-11
Mei Ho 何微 RO 1 Rep 1, 4, 6, 9 Pre-2003 2012-08
Philip Kin Fun Ho 何建勳 RO 6 Rep 1, 6 2015-08 2020-07
Haizhou Huang 黃海洲 RO 1, 4 Rep 1, 4 2008-01 2024-02
Zhaohui Huang 黃朝暉 RO 6 2008-12 2024-01
Jiangfan Ji 姬江帆 RO 1, 4 Rep 1, 4 2014-04 2019-07
Yanbin Ji 冀燕彬 RO 1 Rep 1, 3, 4 2009-05 2024-07
Jia (SFC:BHY707) Jia 賈嘉 RO 1, 2, 4, 5 Rep 1, 2 2016-08 2024-04
Xiaofang Janessa Jia 賈曉放 RO 1, 4, 6 Rep 1, 4, 6 2015-12 Present
Guorong Jiang 蔣国荣 RO 1, 6 Rep 1 2007-04 2014-06
Yongkai Jiang 姜永凱 RO 1, 4 Rep 1 2016-01 2017-03
Zhiwei Jiang 蔣志巍 RO 1, 6 Rep 1, 6 2013-06 2024-07
Wei Kong 孔蔚 RO 1 Rep 1, 4 2004-04 Present
Pui Ying Kwok 郭佩瑛 RO 1, 2, 4, 5 Rep 1 2012-04 2016-07
Chun Chiu Lai 賴俊超 RO 1, 6 Rep 1, 6 2014-04 2021-06
Ching Lok Gary Lam 林清樂 RO 6 Rep 1, 4, 6 2014-10 2016-04
Yang Lan 蘭陽 RO 1, 6 Rep 1, 6 2016-01 Present
Louis See Him Lau 劉思謙 RO 1, 4 Rep 1 2008-07 2015-08
Tsz Wing Lau 劉子頴 RO 1, 2, 4, 5 Rep 1, 3, 4 2015-06 Present
Steven Wai Lee 李威 RO 1 Rep 1 2009-11 2013-09
Xiao Qin Ervin Lee 李孝勤 RO 1, 4, 6 Rep 1, 4, 6 2018-10 2019-10
Sui Pan Leung 梁萃斌 RO 1, 4, 6 Rep 1, 4, 6 2021-11 Present
Binnan Li 李彬楠 RO 1, 4, 6 Rep 1, 4 2018-05 Present
Biying Li 李碧莹 RO 1 Rep 1, 2 2021-07 Present
Gang (SFC:AEF130) Li 李剛 RO 1, 4, 6, 9 Pre-2003 2006-09
Jian (SFC:AGO919) Li 李堅 RO 1, 4, 6 Rep 1, 6 2010-10 2025-11
Jie (SFC:BES022) Li 李杰 RO 6 Rep 1, 6 2014-12 Present
Li (SFC:AMF794) Li 李莉 RO 1, 6 Rep 1, 6 2018-10 2023-12
Xiang (SFC:BFX734) Li 李響 RO 1, 6 Rep 1, 6 2015-08 2026-01
Xin (SFC:BCU037) Li 李鑫 RO 1, 6 Rep 1, 4, 6 2014-01 Present
Xinsong Li 李新松 RO 1 Rep 1 2007-06 2015-10
Yan (SFC:ASC960) Li 李岩 RO 1, 6 Rep 1, 6 2008-12 Present
Yanlin Li 李豔琳 RO 1 Rep 1, 4 2008-04 2025-08
Zhiming Li 李之明 RO 1, 4, 6 Rep 1, 4, 6 2019-11 2024-10
Minwei Lian 連敏偉 RO 1 Rep 1 2018-06 2021-06
Hong Liang 梁紅 RO 1, 4 Rep 1 2008-11 2020-06
Jin Liang 梁錦 RO 1, 6 Rep 1, 4, 6 2015-01 Present
Ning Lin 林宁 RO 1 Rep 1 2017-04 Present
Vienna Ho Man Lit 列皓敏 RO 1, 3 Rep 1, 4 2012-08 Present
Fei (SFC:BDE493) Liu 劉飛 RO 1, 4 Rep 1, 4 2018-07 Present
George Hong-Chih Liu 劉鴻志 RO 1, 6 Rep 6 2010-07 2012-12
Jiangyue Liu 劉江月 RO 1, 6 Rep 1, 4, 6 2015-02 Present
Qingchuan Liu 劉晴川 RO 1, 4, 6 Rep 1, 6 2014-04 Present
Liang Long 龙亮 RO 6 Rep 1, 4, 6 2008-11 Present
Xinyu Lou 樓欣宇 RO 1, 6 Rep 1, 6 2013-09 Present
Chengchun Lu 陸澄淳 RO 1, 4 Rep 1, 4 2023-03 Present
Yao Lu 盧遙 RO 1 Rep 1, 4 2021-05 Present
Difei Luo 駱滌非 RO 1 Rep 1, 4 2018-06 Present
Liuyi Luo 羅柳怡 RO 1, 4 Rep 1 2009-09 2013-10
Xuan (SFC:AQS758) Luo 羅烜 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2024-06 Present
Susan Hong Massey Li 李弘 RO 1, 4, 6 2008-08 2012-06
Hung Miu 苗紅 RO 1 Rep 1 2010-05 2014-02
Yulu Mo 莫雨璐 RO 1, 6 Rep 1, 6 2018-08 Present
John Marshall Nicholson 凌瀚燊 RO 1, 6 Rep 1, 4, 6 2012-05 2014-06
Jingyi Niu 牛靜怡 RO 1, 4 Rep 1, 4 2015-10 Present
Hiu Ching Pak 白曉青 RO 1, 6 Rep 1, 4, 6 2014-04 2021-09
Tianhao Pan 潘天昊 RO 1 Rep 1 2013-04 2021-08
Wei Pan 潘偉 RO 1 Rep 1, 4 2021-06 Present
Wensheng Peng 彭文生 RO 4 Rep 1, 4 2010-10 Present
Ming Pui Poon 潘明培 RO 1 Rep 1 2005-10 2009-06
Hei Wai Pun 潘熙威 RO 1 Rep 1, 4 2021-11 Present
Showing 1–100 of 3770

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